April 5th, 2006

Workshop 2

Approaches to phonological opacity

 

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Organisers: Eulàlia Bonet (UAB) and Maria-Rosa Lloret (U. of Barcelona)

Commentator: Ricardo Bermúdez-Otero (U. of Manchester)

PROGRAMME CORRECTED!!!

Over the years, opacity has been a major theme in phonological research, but, despite the attention received, the issue is far from being settled. Opacity effects refer either to surface forms that have undergone a process although they do not match the criteria for its application at the surface level (‘overapplication’), or to surface forms that fail to undergo a process although their shapes match the criteria for it to apply (‘underapplication’).

     Opacity is predicted by any theory allowing intermediate levels of analysis, that is, serial theories: overapplication instances are cases of application of a process at a non-surface level with the context for its application being wiped out by a later process. Underapplication instances, instead, are cases of non-application at the surface level that are controlled by a non-surface level. Opacity, thus, constitutes an area where serial approaches to phonology excel. Contrariwise, opacity effects are the main challenge for parallel approaches to phonology and its resolution often entails the introduction of otherwise unneeded devices. The interest on opacity has nowadays revived because it questions the basic architecture of Optimality Theory, which is generally assumed to be global and parallel.

     In serial modular theories (such as Lexical Phonology) the opacity issue raises interesting questions concerning the finding of independent motivation for strata and the way of restricting the number of strata universally. In parallel approaches, the most important issue raised by opacity —if it is solved— is the theoretical cost of the devices introduced to account for it. Within Optimality Theory, it further remains to be investigated if a serial approach to Optimality Theory (such as OT-LP) is a more restricted way of capturing opacity than its alternatives (e.g., Sympathy Theory, Output-to-Output Correspondence, Local Conjunction, Comparative Markedness, Candidate Chains). The implications of both approaches to learnability and language typology also remain to be seen. A further issue to be discussed is whether cases of opacity really exist within one and the same level (or stratum), and whether they can be dealt with under the auspices of either of the two competing architectures or they call for a rule-based approach to phonology. Finally, it has been shown that some alleged cases of opacity were not really such when the data were reexamined. Since theories vary in the range of opacity effects they predict, it is important to have opacity phenomena well supported empirically.

Write to cg.opacity@uab.es if you have any queries about the workshop.

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